At FSGL we have acted for directors in a range of disputes

  • ASIC s30 Notices and surveillance requests to produce books
  • ASIC s19 examinations, investigations and prosecutions
  • ATO director penalty notices
  • professional negligence claims
  • breaches of statutory and fiduciary duties
  • under award payments and sham contracts
  • unlawful termination of employment, adverse action, unfair dismissal  

Health care practitioners

  • allegations of unprofessional conduct or professional misconduct

ASIC Lawyer – (2001 – 2005)

  • worked on high profile matters: breach of directors’ duties, phoenix trading, financial services, managed investment scheme breaches, fraud, insolvency, CALDB action and AAT and Federal Court proceedings relating to FOI disclosure of ASIC’s investigation protocols – Case link

ASIC Manager – Counsel – (2005 – 2007)

  • managing a team of compliance staff delivering governance and risk management around the provision of public information, compliance campaigns to maintain integrity of data on ASIC’s Corporate Registers