At FSGL we have acted for directors in a range of disputes
ASIC s30 Notices and surveillance requests to produce books
ASIC s19 examinations, investigations and prosecutions
ATO director penalty notices
professional negligence claims, including professional conduct matters
breaches of statutory and fiduciary duties
under award payments and sham contracts
unlawful termination of employment, adverse action, unfair dismissal
Health care practitioners
allegations of unprofessional conduct or professional misconduct
ASIC Lawyer – (2001 – 2005)
worked on high profile matters: breach of directors’ duties, phoenix trading, financial services, managed investment scheme breaches, fraud, insolvency, CALDB action and AAT and Federal Court proceedings relating to FOI disclosure of ASIC’s investigation protocols – Case link
ASIC Manager – Counsel – (2005 – 2007)
managing a team of compliance staff delivering governance and risk management around the provision of public information, compliance campaigns to maintain integrity of data on ASIC’s Corporate Registers